I. CANDIDATE SELECTION
The hiring authority shall select from among qualified candidates the individual with the skills, knowledge, and abilities to effectively carry out the duties and responsibilities of the position. During this process, consideration is given to University employees seeking transfers or promotions, and to the University's equal opportunity goals.
The required experience, skills, knowledge, and other qualifications used as candidate selection criteria shall be job-related, derived from the classified job description, and applied fairly.
A. The hiring authority is responsible for conducting a nondiscriminatory selection process with practices that promote equal opportunity. Candidates who will be interviewed must complete the campus job application process.
CHR Talent Acquisition & Workforce Planning is the Office of Record for the employment requisition.
A record of the selection process must be maintained by the department for reporting and auditing purposes. In accordance with University’s Records Retention Schedule, the following records are retained for four years:
- The University application form (and if appropriate, the resume) for all applicants
- Job-related criteria used to screen the applicants
- Questions used for interviews, including those used by search committees and panels
- Evaluation instruments used by all interviewers
- Records related to conducting reference checks
- If utilized, a copy of the work sample, including the accompanying instructions
B. The hiring department may choose an interview format that best facilitates the department's selection process.
C. CHR Talent Acquisition and Workforce Planning may serve as a consultant to the hiring authority or search committee chair. A search committee is often utilized to screen, interview, and recommend a group of qualified candidates for consideration by the hiring authority.
D. In consultation with CHR Talent Acquisition and Workforce Planning, departments are responsible for demonstrating good faith efforts to obtain a broad, qualified applicant pool for consideration. If a qualified pool is not identified, the hiring authority, in consultation with CHR Talent Acquisition and Workforce Planning, can determine if further recruitment would produce a more representative pool.
E. The hiring authority or their designee assesses information gathered from the applications, interviews, reference checks, and other job-related sources.
F. The department is responsible for documenting the selection decision by updating the status of each applicant in the University’s applicant tracking system and closing out the requisition when the position is filled.
G. A letter confirming the job offer and the candidate's acceptance is sent to the successful candidate. Other candidates interviewed but not selected should be notified after the job offer to the successful candidate has been finalized.
II. EMPLOYEE RELEASE TIME FOR UC INTERVIEWS
With advance notice and if the interview occurs during the employee’s normal work hours, an employee is eligible to receive paid release time to interview for a position at:
- The employee’s current UC location; or
- Another UC location, for a length of time equal to the time required for an interview at the employee’s current UC location.
III. EMPLOYEE TRANSFERS
Hiring departments should give due consideration to an eligible current University employee seeking a transfer or promotion opportunity.
Normally, an employee will not be considered for a transfer until their probationary period has been satisfactorily completed. However, if a transfer or promotion occurs during the probationary period, the employee's probationary period may be extended in accordance with PPSM-22: Probationary Period.
IV. PREFERENCE FOR REEMPLOYMENT, SPECIAL REEMPLOYMENT, AND REASSIGNMENT
A. Preference for Reemployment Due to Layoff
Employees who have been laid off, and employees who have been notified of an indefinite layoff or reduction in time, who are eligible and meet the minimum job requirements for the position to be filled, will be referred to the hiring authority before all other applicants. The layoff candidates can be disqualified if they do not meet the minimum job requirements. Written justification for disqualification shall be reviewed by Campus Human Resources (CHR) Talent Acquisition & Workforce Planning upon request, and reasons for non-selection may be shared with the candidate.
A regular status Professional or Support Staff (PSS) employee with the right to preferential rehire may be required to serve a trial employment period of up to six months upon rehire into a vacant career position.
B. Special Reemployment
In accordance with PPSM-66: Medical Separation, an employee who has been medically separated is eligible to be considered for special reemployment.
C. Reassignment
In accordance with PPSM 81: Reasonable Accommodation, the possibility of reassignment to a vacant position for which the employee is qualified may be explored as a reasonable accommodation.
V. REEMPLOYMENT OF UC RETIREES
University retirees may be reemployed in accordance with the Policy on Reemployment of UC Retired Employees Into Senior Management Group and Staff Positions (Regents Policy 7706). Approval of an exception following review by Campus Human Resources is required if the duration of the recall appointment exceeds 24 months.
VI. REFERENCE CHECKS
The purpose of the employment reference check is to validate the information provided by the candidate in the application and interview. The employment verification confirms their employment history. The reference information is obtained through contact with individuals who have direct knowledge of the candidate's work record and performance, including individuals identified by the candidate.
Verification of employment history and work performance should be obtained from current and previous supervisors prior to the hiring decision. Other individuals with knowledge of the candidates' work performance; and interpersonal relationships with peers, supervisors, and customers may also contribute valuable information.
A. Prior to making an offer of employment, it is recommended that a minimum of two individual reference checks be conducted on all candidates recommended for hire, including current UC employees. It is recommended that the candidate be notified prior to conducting the reference checks. Individuals with knowledge of the candidate's employment performance, qualifications, and behavior should be contacted; however, the candidate may request that the current supervisor not be contacted.
Hiring departments at UCLA must not use candidates’ personal social media accounts as a method of reference checking or as part of the evaluation process. Information obtained through personal social media platforms may raise significant legal and ethical concerns, including potential violations of privacy and equal opportunity employment laws.
Social media content may reveal protected characteristics (e.g., age, race, religion, sexual orientation, disability status, political beliefs) that are unrelated to a candidate’s qualifications and must not influence hiring decisions. The use of such information, even inadvertently, may expose the University to claims of bias or discrimination.
In addition to conducting reference checks, if the candidate recommended for hire is a current or former employee of the University, the hiring manager may request review of the employee’s personnel file.
B. The hiring department may initiate reference checks using the online SkillSurvey system and utilize the results to assist in the hiring decision. The SkillSurvey system can be used in conjunction with conducting direct reference checks.
C. As a public employer, the University is covered by the provisions of the California Information Practices Act of 1977. The Act requires that the information obtained from a reference and the source of the information may not be held in confidence from the subject, and will be released upon legitimate request to do so.
VII. BACKGROUND CHECKS
Review of a candidate's records is intended to serve as an important part of the selection process when hiring new employees into critical (or otherwise designated) positions, and also when transferring, promoting, or reclassifying current employees into such positions. Background checks are conducted with the goal of assessing risks and promoting a safe environment for students, faculty, staff, patients, and guests; protecting key organizational assets such as people, property, and information; upholding the reputation and integrity of the University; and enabling hiring authorities to make prudent employment decisions based upon comprehensive job-related information.
The University recognizes that its need to conduct background checks on applicants and employees must be balanced with the need to protect the privacy of those individuals, in accordance with state and federal law and University policy pertaining to those rights.
Candidates are required to fully participate in the background check process. Failure to participate may serve as an independent basis to be disqualified for University employment.
A. Types of Background Checks
The types of background checks may include, but are not limited to:
- Confirmation of a person's identity;
- Review of criminal conviction history;
- Verification of any educational degree, license, credential, or certificate required for the position;
- Review of Department of Motor Vehicles (DMV) records via the California Department of Motor Vehicle Pull Notice Program;
- Government security clearance;
- National sex offender search;
- Pre-employment drug testing when related to job requirements;
- Credit background check when related to job requirements; and
- Required health screenings (e.g., TB test)
B. Review of Background Checks
With the exception of criminal conviction history background checks, which are reviewed in accordance with the process outlined in section F.4, Criminal Conviction History Background Checks, hiring departments are responsible for reviewing the results of background checks to assess a candidate’s suitability for the critical position.
If a candidate disputes the accuracy of any information obtained during a background check, they should be referred to the agency that provided the information.
In accordance with existing personnel policies, falsification and/or omission of information submitted to the University on application materials may disqualify an applicant from proceeding through the hiring process; and may be cause for release during the probationary period, or issuance of corrective action, up to and including dismissal.
C. Identification of Critical Positions
Critical positions include sensitive administrative/programmatic/managerial duties and responsibilities that could potentially cause human, financial, or property loss, or other harm to the University and its constituents. Depending on the nature of their job functions, critical positions may also be subject to additional types of background checks. (Note: In addition to the campus requirements stated in this procedure, departments may be subject to additional restrictions, requirements, laws, or regulations.)
A position must include at least one of the following functions to be considered “critical”:
- Master key access to residences or other facilities;
- Direct responsibility for the care, safety, and security of humans or animals; or the safety and security of personal and University property;\
- Direct access to, or responsibility for, cash and cash equivalents (as defined by Business & Finance Bulletin BUS-49 - Policy for Cash and Cash Equivalents Received, or University property disbursements or receipt;
- Direct access to, or responsibility for, controlled substances or hazardous materials;
- Extensive authority for committing the financial resources of the University;
- Responsibility for operating commercial vehicles, machinery, or toxic systems that could result in accidental death, injury, or health problems;
- A requirement for a professional license, certificate, or degree, the absence of which would expose the University to legal liability and/or adverse public reaction;
- Direct access to and/or responsibility for information affecting national security;
- Direct access to and/or responsibility for protected, personal, or other sensitive data.
An employee who is being newly assigned any of the above duties (but remaining in the same organization) is required to undergo a new criminal background check via LiveScan if one has not been previously conducted. Departments must consult with CHR Employee & Labor Relations when newly assigning any of the above duties to existing employees.
D. Department Head Responsibilities
Department heads, or their designees, are responsible for:
- Identifying positions with critical functions prior to recruitment;
- Documenting the nature of the critical function and the requirement for any background checks in the job description;
- Including in any job posting and communication with applicants appropriate language stating that a background check will be conducted, the category of background check, and that future (or continued) employment in a critical (or otherwise designated) position is contingent upon satisfactorily completing a background check;
- Obtaining a signed Background Check Authorization Form from the candidate prior to initiating a background check;
- Ensuring that any necessary background checks are conducted prior to commencement of employment;
- Complying with the Investigative Consumer Reporting Agencies Act (ICRA), the Information Practices Act (IPA), the Fair Credit Reporting Act (FCRA), and any other law pertaining to background investigations;
- Initiating any required background checks or reviews of driving records in accordance with these procedures;
- Consulting with CHR Employee and Labor Relations and/or Compensation Services if the tasks of an existing incumbent in a non-critical position change and, as a result, the position becomes a critical position.
E. Criminal Record History Background Checks
An offer of employment into a critical position, whether oral or written, must be contingent upon the completion of a satisfactory pre-employment background check. The background check process may be initiated only after a conditional offer of employment has been extended to the candidate. The background check must only be used for purposes of evaluating the candidate for employment and cannot be used for discriminatory or retaliatory reasons as prohibited by state and federal law and University policies.
Prior to making a conditional offer of employment, departments must not consider an applicant’s criminal history, including via questions on an employment application or internet searches. If an applicant voluntarily raises their criminal history prior to receiving a conditional offer, departments may not consider this or any other conviction history information until after making a conditional offer of employment, unless the position is one for which the University is required by any state, federal, or local law to conduct criminal background checks for employment purposes; or restrict employment based on criminal history.
The criminal background check process described below does not apply to applicants to criminal justice agencies.
1. Criminal Background Check Process
The UCLA campus requires criminal background checks to be conducted by both the California Department of Justice (“DOJ”) and Universal Background Screening (“UBS”) for all individuals being hired into critical positions, prior to commencing work. DOJ conviction records are obtained via LiveScan or ink card fingerprinting conducted by the UCLA Police Department (or another designated agency authorized by the California Department of Justice). UBS background checks are used to capture multi-state and international criminal history.
Current employees who are transferring or being promoted into a critical position but have not previously been fingerprinted by the DOJ will be subject to rescreening via both the DOJ and UBS.
2. Critical Positions Requiring DOJ and UBS Pre-Clearance
Candidates for critical positions with any of the following sensitive responsibilities must successfully clear both the DOJ and UBS checks prior to their first scheduled work day:
- Direct responsibility for, or access to, minors (e.g., childcare services personnel, teachers, coaches, etc.);
- Responsibility for the care, safety, and security of humans;
- Cash handling responsibilities;
- Master key access to buildings or residences; or
- Direct access to, or responsibility for, controlled or hazardous substances.
Only specially-designated human resources professionals in CHR and UCLA Health HR (or other areas to which this responsibility has been delegated by CHR or UCLA Health HR) may have access to conviction histories provided through UCPD. Prior to being given access to DOJ conviction histories, such specially designated individuals must undergo a background clearance and Criminal Offender Record Information (CORI) orientation process provided by UCLA Police Department.
3. Employees Being Transferred, Promoted, or Reclassified
If an active employee is transferring, being promoted, or being reclassified into a critical position within the UCLA campus, and the employee has previously been fingerprinted by UCPD, a secondary LiveScan does not need to be completed. Departments should consult with CHR Employee & Labor Relations or UC Path to confirm whether the employee has previously been fingerprinted by UCPD if they do not have this information. Employees transferring within the UCLA campus will be required to undergo a UBS check prior to commencing their new role.
Inter-campus transfers and transfers between the UCLA campus and UCLA health require re-fingerprinting via LiveScan and UBS.
4. Out-of-State and International Applicants
Conviction records for non-local applicants must be obtained through a LiveScan agency or via ink card.
If an applicant is unable to be fingerprinted at a LiveScan agency prior to starting employment, conviction records may be preliminarily obtained through Universal Background Screening (“UBS”) or another vendor approved by the UCPD. Conviction records obtained through UBS are governed by the California Investigative Consumer Reporting Agencies Act, which limits consumer reporting agencies from including criminal history information that predates the report by seven years. Additionally, UBS does not provide subsequent conviction records to the University. Therefore, a candidate who undergoes a background check via UBS must subsequently undergo a DOJ check through UCPD. Departments should contact ELR for guidance if an ink card is needed for an applicant located outside of California.
5. Summary of Criminal Background Check Responsibilities
The following table summarizes the responsibilities of the relevant offices:
| RESPONSIBILITY | ACTION |
| Hiring Department |
|
| UCLA Police Department (or other designated agency approved by UCPD) |
|
CHR Employee & Labor Relations
Health Employee & Labor Relations |
|
*Or other designated departments to which authority has been delegated by CHR or UCLA Health HR; or outside agencies approved by CHR, UCLA Health HR, or Insurance & Risk Management.
F. Credit History Background Checks
In order to ensure that the employee or prospective employee will be able to perform the duties of the position, credit background checks may be performed only for candidates hired into the following positions:
- Managerial position
- Sworn peace officer or other law enforcement position
- A position with access to all of the following types of information on any one person (including students, faculty, staff, or other University personnel):
o Bank or credit account information;
o Social Security number; and
o Date of birth.
- A position with access to confidential or proprietary information, including a formula, pattern, compilation, program, device, method, technique, or process or trade secret
- A position with regular access to cash in the amount of $10,000 or more
- A position performing duties as a named signatory on a bank or credit card account of the University, authorized to transfer money on behalf of the University, or authorized to enter into financial contracts on behalf of the University
If the background check includes credit-related information, such as credit history or credit score, the appropriate disclosures must state the specific basis for obtaining the report (as listed above).
G. Review of Employee Driving Records
As stated in UCLA Procedure 615.1: Employee Driving Records, the California Vehicle and Public Utility Codes require employers of drivers of certain types of vehicles to obtain reports of the driver’s public driving record from the Department of Motor Vehicles (DMV). There are criminal penalties for employing or continuing to employ as a driver a person who has had a disqualifying action taken against the person’s license or certificate.
As an employer of drivers, UCLA participates in the DMV “Employer Pull Notice Program” (EPN), which is a process for providing the employer with a report showing each driver’s current public driving record and the status of any required certification.
Persons against whom a disqualifying action (suspension or revocation of license or certificate) has been taken by the DMV shall not be employed as drivers. Persons considered by the University to have a poor driving record or presumed to be a “negligent” operator by the DMV based on violation point counts shall not be employed as drivers.
For more information, including a list of employees who are subject to Procedure 615.1, responsibilities, and procedures, visit UCLA Procedure 615.1: Employee Driving Records.
H. Temporary Workers from Outside Employment Agencies
It is recommended that hiring authorities contact any temporary agencies utilized for recruitments in order to identify and establish criteria for use by the agencies in performing background checks on temporary worker applicants referred to the campus.
VIII. STAFF EMPLOYMENT MISCONDUCT DISCLOSURE
A. Overview
Final candidates for University positions, as well as volunteers serving in athletics departments, must disclose any substantiated findings of misconduct within the past seven years. Candidates who disclose Final Administrative Decision(s) of Misconduct, as well as candidates for certain athletic positions, must also sign a release authorizing prior employers to share misconduct-related information with UCLA.
Departments are required to complete personnel file reviews for all internal candidates and former UC employees prior to making an offer of employment.
Departments must initiate the UC Allegations of Misconduct. The Central Offices (ELR, CRO, Compliance) will review any notice(s) of allegation(s) if an internal candidate is currently the subject of an administrative or disciplinary proceeding involving Misconduct (e.g., informal resolution, alternative resolution, investigation, or hearing).
B. Definition of Misconduct
For purposes of the misconduct disclosure and review processes, Misconduct refers to any violation of the policies governing employee conduct at the applicant’s previous place of employment, including but not limited to:
- Sexual harassment
- Sexual assault
- Other forms of harassment
- Discrimination
- Workplace violence
Misconduct is determined based on the policies of the applicant’s prior employer.
Examples of University of California policies addressing forms of misconduct include:
- UC Sexual Violence and Sexual Harassment Policy
- UC Anti-Discrimination Policy
- UC Abusive Conduct in the Workplace Policy
- UCLA Policy 132: Workplace Violence Prevention
C. Summary of Personnel File Review and Misconduct Disclosure Requirements
| Employment Action | Personnel File Review
| UC Allegations of Misconduct Review | Staff Employment Misconduct Questionnaire (via UBS) |
| New Hire (new to UC) | No | No | Yes |
| UCLA Rehire (former EE of UCLA Campus or Health) | Yes | Yes | Yes, if not completed within the last 6 months |
| Rehire (new EE to UCLA/UCLA Health) | Yes | Yes | Yes |
| Promotion / Demotion / Transfer - Internal to UCLA/UCLA Health transfer within same home department | No | No | Yes, if one has not previously been completed |
| Promotion / Demotion / Transfer - Internal to UCLA/UCLA Health transfer outside of home department | Yes | Yes | Yes, if one has not previously been completed
|
| UC Transfer - External to UCLA/UCLA Health | Yes | Yes | Yes |
| Reclassification (i.e., Approved Compensation Action in JDXpert) | No | No | No |
| Concurrent Hire Within the Same Home Department | No | No | Yes, if one has not previously been completed |
| Concurrent Hire in Department Other Than Home Department | Yes | Yes | Yes, if one has not previously been completed |
| Concurrent Hire From Another UC Campus (Multi-Location Appointment) | Yes | Yes | Yes, if one has not previously been completed |
| Accretions | No | No | No |
| Waivers | Consult with CHR-Talent Acquisition | Consult with CHR-Talent Acquisition | Consult with CHR-Talent Acquisition |
| Exemption | Consult with CHR-Talent Acquisition | Consult with CHR-Talent Acquisition | Consult with CHR-Talent Acquisition |
| Volunteers in an Athletic Dept | Yes | Yes | Yes, if one has not previously been completed |
| Academic Classification Appointees | Consult with AAPO | Consult with AAPO | Consult with AAPO |
| UCLA Health Appointees | Consult with UCLA Health | Consult with UCLA Health | Consult with UCLA Health |
| Temporary Workers/Contingent Workers | No | No | No |
| Preferential Rehire – Within UCLA Campus/ASUCLA/UCLA Health | Yes | Yes | Yes, if not completed within the last 6 months
|
| Preferential Rehire – Outside UCLA Campus/ASUCLA/UCLA Health | Yes
| Yes
| Yes
|
*Home department refers to the department code.
D. Process and Applicability
Effective March 31, 2026, departments must complete the following additional steps as part of the campus hiring process workflow:
1. Disclosure
Departments must ensure that applicants are notified of the Staff Employment Misconduct Disclosure requirement prior to or at the time an employment application is submitted.
Recruitment Disclosure
The UCLA Employment Application includes language notifying applicants that their candidacy is subject to the Staff Employment Misconduct Disclosure requirement. For positions that do not require completion of the UCLA Employment Application, departments must ensure that applicants are notified of the Staff Employment Misconduct Disclosure requirement before or at the time they submit an employment application.
Offer Letter Disclosure
Offer letters for final candidates for University positions, as well as volunteers serving in athletics departments, must include the following statement:
This offer is contingent upon your successful completion of an Employment Misconduct Disclosure review, in which you will be required to disclose any final administrative or judicial decision(s) within the past seven years determining that you committed Misconduct. You may also disclose if you have filed an appeal with a previous employer, administrative agency, or court, if applicable.
Additional Offer Letter Disclosure for Internal UC Candidates
Offer letters for internal UC candidates and former UC employees must additionally include the following statement:
You are subject to a personnel file review, including verification of prior position(s) and employment dates, and a summary of performance-related records, including recognition, required trainings, employment changes, and disciplinary actions. Any notice(s) of allegation(s) currently involved in an administrative or disciplinary proceeding related to Misconduct will also be reviewed.
2. Personnel File Review
Prior to making an offer of employment, the hiring department must complete a personnel file review for all final candidates who are current or former UC employees. If there is difficulty or delay in obtaining a file or relevant documents (e.g., the file is in offsite storage or is missing critical items), departments should consult their Employee Relations Consultant (employee.relations@chr.ucla.edu) or Talent Acquisition Consultant (application.support@chr.ucla.edu) for guidance.
To request the personnel file of a current or former UCLA employee, contact the employee’s home department human resources office or submit a UCLA Employee Personnel File Contact Information Request Form. For a current or former UC employee from another UC location, use the UC Contact List to identify the appropriate human resources contact at that location.
The review of the personnel file must include the following:
- Positions and appointments held, including dates
- Employment actions, including promotions, demotions, transfers, reclassifications, and separations
- Performance evaluations; disciplinary actions, including counseling memos; awards; special recognition; and merit records
- Completed trainings required to maintain employment
The hiring department must perform a comprehensive and balanced review of the final candidate’s employment history and performance. Performance deficiencies should be evaluated based on their nature, recency, and nexus to the new position.
The following information should not be shared by the department maintaining the personnel file:
- Salary history
- Personal Identifying Information (PII)
- Information contained in the individual’s confidential file, including medical and benefits information, prior background and reference check information, and investigatory documents
3. Review of Substantiated Misconduct and Allegations of Misconduct for Current or Former UC Employees
For final candidates who are current or former UC employees, the hiring department must review the candidate’s personnel file and initiate the Misconduct Review process so that UCLA’s central campus offices can determine whether any Substantiated Misconduct and/or notice(s) of Allegation(s) of Misconduct exist. Since the Staff Employment Misconduct Disclosure Questionnaire only captures final administrative or judicial decisions of Misconduct, allegations pending at the time of separation may not be identified through the questionnaire. If a notice of allegation is identified by another UC location, the hiring department must consult their Employee Relations Consultant before proceeding with the hire.
4. Staff Employment Misconduct Disclosure Questionnaire
As a condition of employment for any position, the following individuals are required to disclose whether they have been subject to any Final Administrative or Judicial Decision(s) within the past seven years determining that they committed Misconduct:
a. Final candidates for staff and student staff positions, including former UC employees, upon acceptance of a conditional employment offer
b. Volunteers serving in athletic departments
The misconduct review process may only be initiated after a conditional offer of employment has been accepted. The misconduct questionnaire will be administered electronically via Universal Background Screening (UBS) as part of the hiring process. Hiring timelines may need to be extended if the review process takes longer than anticipated.
Final candidates may disclose whether they have filed an appeal with a previous employer, administrative agency, or court, if applicable.
Authorization of Information Release Form
The following individuals are required to sign a form authorizing the release of information by their previous employer(s) to the University regarding any Substantiated Allegations of Misconduct, to enable the University to evaluate such information in accordance with applicable employment criteria:
a. Final candidates for Athletic Head Coach, Athletic Assistant Coach, Athletic Trainer, and Supervising Athletic Trainer staff positions
b. Volunteers serving in athletic departments
c. Any final candidate who discloses Final Administrative Decision(s) of Misconduct on the Staff Employment Misconduct Questionnaire
A Staff Employment Misconduct Disclosure Questionnaire is not required if any of the following conditions apply:
- An internal candidate accepts an offer of employment for a position at the same UC location at which they are currently employed, provided they have previously completed the questionnaire
- A former UC employee who completed a Staff Employment Misconduct Disclosure Questionnaire within the past six months accepts an offer of employment at the same UC location from which they separated and has not held any employment since their UC separation date
- The individual is a concurrent hire (i.e., holds another position) within the same home department
- The only incident of Misconduct is currently the subject of a pending grievance or appeal
5. Actions When a Final Candidate is a Current or Former UC Employee
Internal UCLA Candidates
The following online form must be submitted after a conditional offer has been accepted by an internal UCLA candidate who discloses that they have been subject to any Final Administrative or Judicial Decision(s) within the past seven years determining that they committed Misconduct:
- Internal UCLA Misconduct Allegations Review Request
- Candidates Currently Employed at Another UC Location
- When hiring a candidate who is currently employed at another UC location, the hiring department must initiate the misconduct disclosure process by contacting that location using the UC Contact List. If Misconduct is disclosed, contact your Employee Relations Consultant for guidance.
External Non-UC Candidates
If a final external candidate has disclosed prior Misconduct while employed by a non-UC employer:
a. Download the candidate’s signed Authorization of Information Release Form in UBS.
b. Contact the former employer and provide the Release Form.
c. While speaking with the former employer, complete the Candidate Misconduct Assessment Form to ensure that all relevant information is collected.
Reasonable Attempts to Contact Former Employers
Hiring departments must make at least two reasonable attempts to establish contact with former employers of candidates who disclose misconduct, one of which must be a phone call.
These attempts should be made in good faith and in a timely manner, demonstrating a genuine effort to reach the employer. If contact is not successful after two attempts, the department must document the dates, times, and methods of each attempt.
If a former employer does not respond to requests for information regarding disclosed Misconduct, the department may proceed with the hiring process.
Responding to Requests from Other UC Locations
When another UC location requests Misconduct information about a current or former employee within your department, they must complete the following form:
- External UC Misconduct Allegations Review Request
6. Misconduct Review Process
UCLA central offices must perform a comprehensive and balanced review of the final candidate’s disclosed prior Misconduct. The following factors should be considered:
- The nature and severity of the Misconduct, as well as time proximity and nexus to the new position
- A determination of whether the same conduct, had it occurred in the UC community, would it have violated UC policy, and what the appropriate level of discipline would have been
- Whether the Misconduct involved an abuse of power or authority (e.g., involving subordinate employees)
- Whether the Misconduct involved students or minors
- Any mitigating circumstances, evidence of rehabilitation, and/or completion of assigned sanctions
7. AB 810 Athletics-Specific Requirements
AB 810 requires candidates for certain athletics positions to sign a release authorizing prior employers to share misconduct-related information with UCLA. This requirement is intended to support safe environments within intercollegiate athletics programs.
The following payroll titles within the Department of Intercollegiate Athletics are subject to AB 810:
Athletic Head Coach and Athletic Assistant Coach
Job Code Payroll Title
000332 Assoc. Head Coach 5
005115 Assistant Coach 3
005045 Assistant Coach 1
000788 Intercol Ath Coach Ast EX
004007 Intercol Ath Coach Ast EX
000331 Assoc. Head Coach Coord. 4
005046 Assistant Coach 2
000786 Intercol Ath Head Coach EX
004006 Coach Spec
Supervisor Athletic Trainer and Athletic Trainer
Job Code Payroll Title
000567 Athletic Training Manager 1
009456 Athletic Trainer 4
009454 Athletic Trainer 2
009459 Athletic Training Supervisor 2
009455 Athletic Trainer 3
009453 Athletic Trainer 1
Athletic Volunteers
For purposes of this procedure, an Athletic Volunteer is an individual who provides time and services to an athletic program without compensation, typically assisting with event coordination or administrative tasks. Athletic Volunteers, including those serving in coaching roles, are subject to the same AB 810 requirements as other covered athletics positions.
IX. EMPLOYMENT ELIGIBILITY VERIFICATION
Under federal law, the University of California must only employ U.S. citizens or other individuals who are legally authorized to work in the United States. In accordance with the Immigration Reform and Control Act of 1986 (IRCA), the University is required to verify the identity and work authorization of all employees hired after November 6, 1986 by completing the Employment Eligibility Verification (I-9) form. The University must not knowingly hire or continue to employ any individual not authorized to work in the United States. The University does not discriminate against individuals on the basis of national origin or citizenship.
As a federal contractor, the University participates in the U.S. Department of Homeland Security’s E-Verify system to verify the work status of employees hired after November 6, 1986 and employees hired into positions performing work under a federal contract or subcontract that contains the Federal Acquisitions Requirement (FAR) E-Verify clause. E-Verify is not a prescreening employment tool and must not be applied in a discriminatory manner. Use of the E-Verify system requirements is additional to the requirements specified in IRCA.
Nonimmigrant aliens authorized to work in the U.S., including student employees, must have or agree to acquire minimum health insurance coverage. (For additional information see Group Insurance and Health Plan Regulations or contact the local Human Resources Office.)
X. EMPLOYMENT OF NEAR RELATIVES
The employment of near relatives in the same department may only be permitted when such concurrent employment serves the best interests of the University. To avoid a conflict of interest, an employee may not participate in the process of reviewing or decision-making on any matter concerning the appointment, promotion, salary, retention, termination, or other management or personnel-related decisions regarding a near relative.
Departments must obtain advance approval from Campus Human Resources when near relatives would have:
- A direct or indirect supervisory relationship with each other;
- The same immediate supervisor; or
- A close working relationship.
Advance approval is also required when two employees become near relatives (through marriage, adoption, etc.) and any of the work situations listed above become relevant.
HR representatives and managers are required to submit a Near Relative Policy Exception Request to CHR Staff Personnel Policy before making a job offer to a near relative. An organization chart that includes both near relatives must be included. All such requests must be signed off by the Organization Head (i.e., Dean, Vice Chancellor, Vice Provost) or the Organization Head’s designee. CHR Staff Personnel Policy will review the request and forward it to the CHR Associate Vice Chancellor for approval.